John Rogers - Ariel Investments,
Holding/activity history for AXT Inc. (AXTI)
| Period | Shares | % of Portfolio | Activity | % Change to Portfolio | Reported Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| 2020 Q4 | 0 | 0.00 | Sell 100.00% | <0.01 | SEC | ||
| 2020 Q3 | 31,398 | <0.01 | $6.12 | $192,000 | SEC | ||
| 2020 Q2 | 31,398 | <0.01 | Reduce 1.34% | $4.75 | $149,000 | SEC | |
| 2020 Q1 | 31,823 | <0.01 | Reduce 36.27% | <0.01 | $3.21 | $102,000 | SEC |
| 2019 Q4 | 49,933 | <0.01 | Reduce 27.57% | <0.01 | $4.35 | $217,000 | SEC |
| 2019 Q3 | 68,944 | <0.01 | Reduce 27.35% | <0.01 | $3.55 | $245,000 | SEC |
| 2019 Q2 | 94,896 | <0.01 | $3.96 | $376,000 | SEC | ||
| 2019 Q1 | 94,896 | 0.01 | $4.45 | $422,000 | SEC | ||
| 2018 Q4 | 94,896 | 0.01 | Reduce 42.75% | <0.01 | $4.35 | $413,000 | SEC |
| 2018 Q3 | 165,743 | 0.01 | Reduce 41.59% | <0.01 | $7.15 | $1,185,000 | SEC |
| 2018 Q2 | 283,741 | 0.02 | Add 7.59% | <0.01 | $7.05 | $2,000,000 | SEC |
| 2018 Q1 | 263,723 | 0.02 | Add 6.82% | <0.01 | $7.25 | $1,912,000 | SEC |
| 2017 Q4 | 246,890 | 0.02 | Reduce 36.78% | 0.01 | $8.70 | $2,148,000 | SEC |
| 2017 Q3 | 390,513 | 0.04 | Reduce 39.20% | 0.02 | $9.15 | $3,573,000 | SEC |
| 2017 Q2 | 642,318 | 0.05 | Reduce 22.87% | 0.01 | $6.35 | $4,079,000 | SEC |
| 2017 Q1 | 832,727 | 0.06 | Reduce 38.06% | 0.03 | $5.80 | $4,830,000 | SEC |
| 2016 Q4 | 1,344,402 | 0.08 | Reduce 33.83% | 0.04 | $4.80 | $6,453,000 | SEC |
| 2016 Q3 | 2,031,875 | 0.13 | Reduce 16.75% | 0.02 | $5.19 | $10,545,000 | SEC |
| 2016 Q2 | 2,440,564 | 0.10 | Reduce 24.74% | 0.02 | $3.19 | $7,785,000 | SEC |
| 2016 Q1 | 3,242,688 | 0.10 | Reduce 6.55% | <0.01 | $2.47 | $8,009,000 | SEC |
| 2015 Q4 | 3,470,140 | 0.11 | Reduce 7.03% | <0.01 | $2.48 | $8,606,000 | SEC |
| 2015 Q3 | 3,732,390 | 0.09 | Add 28.48% | 0.02 | $1.92 | $7,166,000 | SEC |
| 2015 Q2 | 2,905,071 | 0.09 | Add 7.38% | <0.01 | $2.52 | $7,321,000 | SEC |
| 2015 Q1 | 2,705,520 | 0.09 | Add 503.35% | 0.08 | $2.69 | $7,278,000 | SEC |
| 2014 Q4 | 448,415 | 0.02 | Buy | 0.02 | $2.80 | $1,256,000 | SEC |