John Gunn - Dodge & Cox
Holding/activity history for Caterpillar Inc. (CAT)
| Period | Shares | % of Portfolio | Activity | % Change to Portfolio | Reported Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| 2026 Q1 | 39,994 | 0.02 | Reduce 1.79% | <0.01 | $708.46 | $28,334,149 | SEC |
| 2025 Q4 | 40,724 | 0.01 | Reduce 0.17% | $572.87 | $23,329,558 | SEC | |
| 2025 Q3 | 40,794 | 0.01 | Reduce 2.69% | <0.01 | $477.15 | $19,464,857 | SEC |
| 2025 Q2 | 41,921 | 0.01 | Reduce 0.07% | $388.21 | $16,274,151 | SEC | |
| 2025 Q1 | 41,951 | 0.01 | Reduce 0.06% | $329.80 | $13,835,440 | SEC | |
| 2024 Q4 | 41,976 | 0.01 | Reduce 0.71% | <0.01 | $362.76 | $15,227,214 | SEC |
| 2024 Q3 | 42,276 | 0.01 | $391.12 | $16,534,989 | SEC | ||
| 2024 Q2 | 42,276 | 0.01 | Reduce 0.12% | $333.10 | $14,082,136 | SEC | |
| 2024 Q1 | 42,326 | 0.01 | Reduce 0.13% | $366.43 | $15,509,516 | SEC | |
| 2023 Q4 | 42,379 | 0.01 | $295.67 | $12,530,199 | SEC | ||
| 2023 Q3 | 42,379 | 0.01 | Add 41.27% | <0.01 | $273.00 | $11,569,467 | SEC |
| 2023 Q2 | 29,999 | <0.01 | $246.05 | $7,381,254 | SEC | ||
| 2023 Q1 | 29,999 | <0.01 | Reduce 0.17% | $228.84 | $6,864,971 | SEC | |
| 2022 Q4 | 30,049 | <0.01 | Reduce 4.42% | <0.01 | $239.56 | $7,198,538 | SEC |
| 2022 Q3 | 31,437 | <0.01 | $164.07 | $5,158,000 | SEC | ||
| 2022 Q2 | 31,437 | <0.01 | Reduce 0.22% | $178.77 | $5,620,000 | SEC | |
| 2022 Q1 | 31,507 | <0.01 | Reduce 1.41% | <0.01 | $222.81 | $7,020,000 | SEC |
| 2021 Q4 | 31,957 | <0.01 | Reduce 9.67% | <0.01 | $206.75 | $6,607,000 | SEC |
| 2021 Q3 | 35,379 | <0.01 | Reduce 8.29% | <0.01 | $191.98 | $6,792,000 | SEC |
| 2021 Q2 | 38,579 | 0.01 | Reduce 2.58% | <0.01 | $217.63 | $8,396,000 | SEC |
| 2021 Q1 | 39,602 | 0.01 | Reduce 3.27% | <0.01 | $231.88 | $9,183,000 | SEC |
| 2020 Q4 | 40,940 | 0.01 | Reduce 1.23% | <0.01 | $182.02 | $7,452,000 | SEC |
| 2020 Q3 | 41,451 | 0.01 | Reduce 0.26% | $149.14 | $6,182,000 | SEC | |
| 2020 Q2 | 41,557 | <0.01 | Reduce 3.60% | <0.01 | $126.50 | $5,257,000 | SEC |
| 2020 Q1 | 43,107 | 0.01 | Reduce 0.23% | $116.04 | $5,002,000 | SEC | |
| 2019 Q4 | 43,207 | <0.01 | Reduce 0.40% | $147.68 | $6,381,000 | SEC | |
| 2019 Q3 | 43,381 | <0.01 | Reduce 0.91% | $126.30 | $5,479,000 | SEC | |
| 2019 Q2 | 43,781 | <0.01 | Reduce 1.38% | <0.01 | $136.29 | $5,967,000 | SEC |
| 2019 Q1 | 44,395 | <0.01 | Reduce 1.33% | <0.01 | $135.49 | $6,015,000 | SEC |
| 2018 Q4 | 44,995 | 0.01 | Reduce 2.80% | <0.01 | $127.08 | $5,718,000 | SEC |
| 2018 Q3 | 46,292 | 0.01 | Reduce 3.04% | <0.01 | $152.49 | $7,059,000 | SEC |
| 2018 Q2 | 47,745 | 0.01 | Reduce 0.52% | <0.01 | $135.68 | $6,478,000 | SEC |
| 2018 Q1 | 47,995 | 0.01 | Reduce 2.71% | <0.01 | $147.39 | $7,074,000 | SEC |
| 2017 Q4 | 49,334 | 0.01 | Reduce 5.46% | <0.01 | $157.58 | $7,774,000 | SEC |
| 2017 Q3 | 52,181 | 0.01 | Reduce 3.86% | <0.01 | $124.70 | $6,507,000 | SEC |
| 2017 Q2 | 54,276 | 0.01 | Reduce 0.96% | $107.45 | $5,832,000 | SEC | |
| 2017 Q1 | 54,802 | <0.01 | Reduce 3.86% | <0.01 | $92.75 | $5,083,000 | SEC |
| 2016 Q4 | 57,004 | <0.01 | Reduce 0.77% | $92.75 | $5,287,000 | SEC | |
| 2016 Q3 | 57,448 | <0.01 | $88.78 | $5,100,000 | SEC | ||
| 2016 Q2 | 57,448 | <0.01 | Reduce 0.17% | $75.81 | $4,355,000 | SEC | |
| 2016 Q1 | 57,548 | <0.01 | Reduce 1.03% | $76.54 | $4,405,000 | SEC | |
| 2015 Q4 | 58,148 | <0.01 | Reduce 1.81% | <0.01 | $67.96 | $3,952,000 | SEC |
| 2015 Q3 | 59,218 | <0.01 | Reduce 1.17% | <0.01 | $65.35 | $3,870,000 | SEC |
| 2015 Q2 | 59,918 | <0.01 | Reduce 5.44% | <0.01 | $84.82 | $5,082,000 | SEC |
| 2015 Q1 | 63,368 | <0.01 | Reduce 6.58% | <0.01 | $80.02 | $5,071,000 | SEC |
| 2014 Q4 | 67,830 | 0.01 | Reduce 5.29% | <0.01 | $91.52 | $6,208,000 | SEC |
| 2014 Q3 | 71,619 | 0.01 | Reduce 0.97% | <0.01 | $99.02 | $7,092,000 | SEC |
| 2014 Q2 | 72,319 | 0.01 | Reduce 0.59% | <0.01 | $108.67 | $7,859,000 | SEC |
| 2014 Q1 | 72,745 | 0.01 | Reduce 0.14% | $99.37 | $7,229,000 | SEC | |
| 2013 Q4 | 72,850 | 0.01 | Reduce 0.25% | $90.82 | $6,616,000 | SEC | |
| 2013 Q3 | 73,035 | 0.01 | Reduce 1.10% | <0.01 | $83.37 | $6,089,000 | SEC |
| 2013 Q2 | 73,851 | 0.01 | Buy | 0.01 | $82.49 | $6,092,000 | SEC |
| 2013 Q1 | 0 | 0.00 | Sell 100.00% | 0.01 | SEC | ||
| 2012 Q4 | 74,290 | 0.01 | Reduce 10.49% | <0.01 | $89.58 | $6,655,000 | SEC |
| 2012 Q3 | 82,992 | 0.01 | Buy | 0.01 | $86.04 | $7,141,000 | SEC |
| 2011 Q4 | 0 | 0.00 | Sell 100.00% | 0.03 | SEC | ||
| 2011 Q3 | 95,386 | 0.03 | Reduce 6.95% | 0.02 | $73.84 | $7,043,000 | SEC |
| 2011 Q2 | 102,515 | 0.23 | Reduce 15.06% | <0.01 | $106.46 | $10,914,000 | SEC |
| 2011 Q1 | 120,688 | 0.02 | Reduce 16.65% | <0.01 | $111.35 | $13,439,000 | SEC |
| 2010 Q4 | 144,790 | 0.02 | Reduce 9.37% | <0.01 | $93.66 | $13,561,000 | SEC |
| 2010 Q3 | 159,758 | 0.02 | Reduce 26.11% | <0.01 | $78.68 | $12,570,000 | SEC |
| 2010 Q2 | 216,204 | 0.02 | Reduce 95.68% | 0.37 | $60.07 | $12,987,000 | SEC |
| 2010 Q1 | 5,006,633 | 0.39 | Reduce 6.08% | 0.02 | $62.85 | $314,667,000 | SEC |
| 2009 Q4 | 5,330,733 | 0.40 | Reduce 31.45% | 0.17 | $56.99 | $303,798,000 | SEC |
| 2009 Q3 | 7,776,933 | 0.54 | Reduce 0.47% | <0.01 | $51.33 | $399,190,000 | SEC |
| 2009 Q2 | 7,813,633 | 0.41 | Add 4,400.09% | 0.40 | $33.04 | $258,162,000 | SEC |
| 2009 Q1 | 173,633 | 0.01 | Reduce 0.80% | <0.01 | $27.96 | $4,855,000 | SEC |
| 2008 Q4 | 175,033 | 0.01 | Reduce 2.74% | <0.01 | $44.67 | $7,819,000 | SEC |
| 2008 Q3 | 179,963 | 0.01 | Reduce 5.28% | <0.01 | $59.60 | $10,726,000 | SEC |
| 2008 Q2 | 189,997 | 0.01 | Reduce 4.44% | <0.01 | $73.82 | $14,026,000 | SEC |
| 2008 Q1 | 198,830 | 0.04 | Reduce 3.15% | <0.01 | $78.29 | $15,566,000 | SEC |
| 2007 Q4 | 205,296 | 0.02 | Reduce 1.10% | <0.01 | $72.56 | $14,896,000 | SEC |
| 2007 Q3 | 207,576 | 0.02 | Reduce 4.05% | <0.01 | $78.43 | $16,280,000 | SEC |
| 2007 Q2 | 216,344 | 0.01 | Reduce 7.69% | <0.01 | $78.30 | $16,940,000 | SEC |
| 2007 Q1 | 234,356 | 0.01 | Buy | 0.01 | $67.03 | $15,709,000 | SEC |
| 2006 Q4 | 0 | 0.00 | Sell 100.00% | 0.02 | SEC | ||
| 2006 Q3 | 239,010 | 0.02 | Reduce 1.01% | <0.01 | $65.80 | $15,727,000 | SEC |
| 2006 Q2 | 241,450 | 0.02 | Reduce 15.26% | <0.01 | $74.48 | $17,983,000 | SEC |
| 2006 Q1 | 284,926 | 0.02 | Reduce 6.52% | <0.01 | $71.81 | $20,461,000 | SEC |
| 2005 Q4 | 304,791 | 0.02 | Reduce 10.10% | <0.01 | $57.77 | $17,608,000 | SEC |
| 2005 Q3 | 339,052 | 0.03 | Add 90.06% | 0.01 | $58.75 | $19,919,000 | SEC |
| 2005 Q2 | 178,388 | 0.02 | Reduce 7.49% | <0.01 | $95.31 | $17,002,000 | SEC |
| 2005 Q1 | 192,834 | 0.02 | Reduce 13.27% | <0.01 | $91.44 | $17,633,000 | SEC |
| 2004 Q4 | 222,336 | 0.03 | Reduce 10.00% | <0.01 | $97.51 | $21,680,000 | SEC |
| 2004 Q3 | 247,045 | 0.03 | Reduce 4.15% | <0.01 | $80.45 | $19,875,000 | SEC |
| 2004 Q2 | 257,745 | 0.03 | Reduce 7.09% | 0.02 | $79.44 | $20,475,000 | SEC |
| 2004 Q1 | 277,428 | 0.33 | Reduce 17.28% | 0.08 | $79.07 | $21,936,000 | SEC |
| 2003 Q4 | 335,391 | 0.49 | Reduce 28.11% | 0.17 | $83.02 | $27,844,000 | SEC |
| 2003 Q3 | 466,556 | 0.59 | Reduce 91.72% | 5.35 | $68.84 | $32,118,000 | SEC |
| 2003 Q2 | 5,637,098 | 5.83 | Reduce 15.88% | 0.84 | $55.66 | $313,761,000 | SEC |
| 2003 Q1 | 6,701,030 | 5.32 | Reduce 9.23% | 0.40 | $49.20 | $329,691,000 | SEC |
| 2002 Q4 | 7,382,080 | 4.30 | Add 3.49% | 0.15 | $45.72 | $337,509,000 | SEC |
| 2002 Q3 | 7,132,890 | 0.93 | Add 7.29% | 0.06 | $37.22 | $265,486,000 | SEC |
| 2002 Q2 | 6,648,482 | 2.90 | Add 14.66% | 0.37 | $48.95 | $325,443,000 | SEC |
| 2002 Q1 | 5,798,457 | 2.56 | Reduce 10.54% | 0.27 | $56.85 | $329,642,000 | SEC |
| 2001 Q4 | 6,481,457 | 2.52 | Add 3.19% | 0.08 | $52.25 | $338,656,000 | SEC |
| 2001 Q3 | 6,281,028 | 2.26 | Add 2.64% | 0.06 | $44.80 | $281,390,000 | SEC |
| 2001 Q2 | 6,119,710 | 2.38 | Reduce 0.21% | <0.01 | $50.05 | $306,291,000 | SEC |
| 2001 Q1 | 6,132,378 | 2.18 | Reduce 0.48% | 0.01 | $44.38 | $272,155,000 | SEC |
| 2000 Q4 | 6,161,678 | 2.30 | Add 7.06% | 0.15 | $47.31 | $291,524,000 | SEC |
| 2000 Q3 | 5,755,338 | 1.57 | Add 6.54% | 0.10 | $33.75 | $194,243,000 | SEC |
| 2000 Q2 | 5,402,178 | 1.58 | Add 9.48% | 0.14 | $33.87 | $182,998,000 | SEC |
| 2000 Q1 | 4,934,428 | 1.59 | Add 5.73% | 0.09 | $39.44 | $194,601,000 | SEC |
| 1999 Q4 | 4,667,018 | 1.52 | Reduce 0.21% | <0.01 | $47.06 | $219,641,000 | SEC |
| 1999 Q3 | 4,676,768 | 1.70 | Reduce 2.11% | 0.04 | $54.81 | $256,345,000 | SEC |
| 1999 Q2 | 4,777,652 | 1.77 | Reduce 8.70% | 0.13 | $60.00 | $286,659,000 | SEC |
| 1999 Q1 | 5,233,018 | 1.51 | $45.94 | $240,392,000 | SEC |